EVENT

Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments (SHLA) and Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments (SHCA) Seminar

Wednesday, October 29, 2014

Overview
The Statistics Function will host a seminar to train reporters how to correctly complete the Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments (SHLA) and Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments (SHCA). This seminar is designed to provide an understanding and overview of the reporting requirements, changes, and best practices. Information on the new electronic filing requirements through the Reporting Central platform will also be provided in this seminar.

Key Topics

  • Who should report: U.S. custodians, U.S. end investors, U.S. issuers
  • What must be reported: schedules 1, 2, 3 for SHCA, and schedules 1, 2 for SHLA
  • Reporting responsibilities: End investor/Issuer vs Custodian
  • Changes overview: New form changes for both reports
  • Best practices: Common reporting errors, complex issues
  • Reporting Central: Overview of the system, data submission process, new file format

Audience
Bank holding companies, brokers and dealers, commercial banks, financial institutions, U.S. branches and agencies of foreign banks

Reporting Dates
Report data as of December 31, 2014 for SHCA. SHCA data should be submitted to the Federal Reserve Bank of New York no later than the first Friday of March 2015.
Report data as of June 30, 2015 for SHLA. SHLA data should be submitted to the Federal Reserve Bank of New York no later than the last Friday of August 2015.

Registration Information

Deadline
Wednesday, October 15

Registration is required for in-house attendance and webcast viewing. There is no registration fee.
Notification of cancellation is required.

Registration is closed.

Event Details

Webcast offsite
Available for 120 days following the presentation

Agenda offsite
Presenatation offsite
Evaluation Form offsite

Date and Time
Wednesday, October 29
9:00 a.m.-1:00 p.m.

Location
Federal Reserve Bank of New York
33 Liberty Street
12th Floor Conference Center
New York City
Directions »

Light snacks will be served.
The dress code is business casual.

More Information
Contact help at shc.help@ny.frb.org or (212) 720-6300

CPE Information

The Federal Reserve Bank of New York is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of Continuous Professional Education (CPE) Sponsors. Attendance in person is required to be eligible to receive CPE credits.

Delivery Method: Group-Live
Program Level: Basic
Prerequisites: No prerequisites required

Recommended CPE:
Four (4) Credits of CPE in Special Knowledge