8:30- 8:40am |
Welcoming Remarks
William C. Dudley, President and Chief Executive Officer, Federal Reserve Bank of New York | Remarks |
8:40- 9:00am |
Keynote: Trustworthiness and Purpose
Baroness Onora O'Neill, Board Member, U.K. Banking Standards Board; Emeritus Professor of Philosophy, University of Cambridge | Remarks |
9:00-9:45am |
Finance and Society: A Global Perspective
Read President Dudley's panel preview on Medium.
Moderator:
William C. Dudley, President and Chief Executive Officer, Federal Reserve Bank of New York
Panelists:
Norman Chan, Chief Executive, Hong Kong Monetary Authority |
Remarks
Dame Nemat (Minouche) Shafik, Deputy Governor, Bank of England | Remarks |
9:45-10:00am |
Break |
10:00-11:00am |
Institutional Investors, Governance, and Culture
Read Maureen O'Hara's panel preview on Medium.
Read David Walker's panel preview on Medium.
Moderator:
Maureen O'Hara, Robert W. Purcell Professor of Finance, Johnson Graduate School of Management, Cornell University
Panelists:
Glenn Hosokawa, Director of Fixed Income, California State Teachers Retirement System
Matthew J. Mallow, Senior Managing Director and Chief Legal Officer, BlackRock
Sir David Walker, Chairman, Winton Capital Management | Discussion Guide |
11:00am-12:00pm |
Financial Institution Supervision and Culture
Read Kevin Stiroh's panel preview on Medium.
Moderator:
Kevin J. Stiroh, Executive Vice President and Head of the Supervision Group, Federal Reserve Bank of New York
Panelists:
Susan Axelrod, Executive Vice President, Regulatory Operations, Financial Industry Regulatory Authority (FINRA)
James Proudman, Executive Director, UK Deposit Takers Supervision, U.K. Prudential Regulatory Authority
Mirea Raaijmakers, Co-head, Expert Center on Governance, Behaviour & Culture, De Nederlandsche Bank |
12:00-12:30pm |
Criminal Accountability and Culture
The Hon. Preet Bharara, United States Attorney, Southern District of New York, United States Department of Justice | Remarks |
12:30-1:30pm |
Lunch |
1:30-2:30pm |
Firm Progress Report
Read Stuart Mackintosh's panel preview on Medium.
Moderator:
Stuart Mackintosh, Executive Director, Group of Thirty
Panelists:
Stephen Cutler, Vice Chairman, JPMorgan Chase & Co.
Eric Grossman, Chief Legal Officer, Morgan Stanley
Michael Roemer, Group Head of Compliance, Barclays |
2:30-3:30pm |
Measuring Culture and Conduct
Read Bill Schaninger's panel preview on Medium.
Moderator:
Bill Schaninger, Director, McKinsey & Company
Panelists:
Alison Cottrell, Chief Executive Office, U.K. Banking Standards Board
Lisa Masters, Enterprise Learning and Leadership Development Executive, Bank of America
Melanie Stopeck, Managing Director, Talent and Development Group, Citigroup |
3:30-3:45pm |
Break |
3:45-4:45pm |
Technology and Culture
Read Thomas Glocer's panel preview on Medium.
Moderator:
Thomas H. Glocer, Former Chief Executive Officer, Thomson Reuters; Director and Chairman, Operations and Technology Committee, Morgan Stanley
Panelists:
Megan Butler, Director of Supervision for Investment, Wholesale and Specialists, U.K. Financial Conduct Authority
R. Martin Chavez, Chief Information Officer, Goldman Sachs
Axel P. Lehmann, Group Chief Operating Officer, UBS |
4:45-5:00pm |
Closing Remarks
William C. Dudley, President and Chief Executive Officer, Federal Reserve Bank of New York |