Operational Risk Management & Internal Audit - FEDERAL RESERVE BANK of NEW YORK

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& Education

Operational Risk Management & Internal Audit

May 16-19, 2016

Course Agenda

Overview of the FRS and the Federal Reserve Bank of NY (Adrian Franco)
Overview of Enterprise Risk Management (Bard Stermasi)
Operational Risk Oversight - 2nd line of defense role (Debra Gruber)
Compliance (Marina Adams)

Overview of Internal Audit at the FRB of NY & the 3rd line of Defense (Isaac Smith Jr.)
Financial Reporting-SOX/COSO (Salvatore Sanfilippo)
Business Resiliency and Continuity (Tamara Daughdrill and Debra Willse)
Attachment – Professional Practices for Business Continuity Practitioners (Tamara Daughdrill and Debra Willse)
Information Security Risk Assessment and Management (Jia Ye)

Audit Process at the Federal Reserve Bank of New York (Janis Lewis-Hyles and Ukachi Asogu)
Increasing the Visibility of Internal Audit (Audrey Foster and Jeffrey Lerner)
Social Engineering (Robert Tracy, Jr. and Gabriel Zaconeta)
Trends in IT Auditing and Project Review (Padma Kumar)

Whole Product Office: 1st Line of Defense (Robyn Brandow)
Internal Audit’s Risk Assessment Process (Ryan Mason)

Agenda
Group Photo

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