Financial Institution Supervision

Supervision & Regulation
About Supervision and Regulation
The Board of Governors of the Federal Reserve System has supervisory and regulatory authority over a wide range of financial institutions…
OUR STRUCTURE
The Supervision Group supervises and regulates financial institutions in the Second District. It applies its unique insight to influence and execute Federal Reserve System supervision in order to promote a safe, sound and stable banking and financial system.
News & Announcements
Supervision and Regulation Offsite
Testimony by Chair Yellen before the Committee on Financial Services, U.S. House of Representatives, Washington, District of Columbia
September 28, 2016
Financial Stability Oversight Council 2016 Annual Report
June 21, 2016
Supervising Large, Complex Financial Companies: What Do Supervisors Do?
This paper describes the Federal Reserve’s supervisory approach to large, complex financial companies and outlines how prudential supervisory activities are structured, staffed, and implemented on a day‐to‐day basis at the New York Fed.
Staff Report 729, May 2015
REPORTING FORMS & INSTRUCTIONS
Search Tool for Correspondence
To find specific letters within the Reporting Forms and Instructions section, select a reporting issue or enter a word/phrase or do both to narrow your search.
FFIEC 101 - Revisions to the FFIEC 101, Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework pdf
The Federal Financial Institutions Examination Council (FFIEC) has given final approval to the revisions to the FFIEC 101 that were published for public comment in the Federal Register on April 18, 2016 (81 FR 22702, as corrected on April 27, 2016, by 81 FR 24940).
SEPTEMBER 13, 2016
Final Changes to the Consolidated Financial Statements for Holding Companies (FR Y-9C) and the Parent Company Only Financial Statements for Small Holding Companies (FR Y-9SP) pdf
A final Federal Register notice for revisions to the FR Y-9C and FR Y-9SP was published on January 10, 2014 that will be implemented with the March 31, 2014, March 31, 2015, and September 30, 2015 report dates.
JANUARY 10, 2014
BANK APPLICATIONS
We review mergers, acquisitions and expansionary proposals from bank holding companies, state member banks and international organizations.
CONSUMER PROTECTION
We ensure that banks under our jurisdiction are compliant with consumer protection laws. Banks are also evaluated for their level of performance in meeting their communities' credit needs under the Community Reinvestment Act.
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