Reporting Forms and Instructions

We collect and analyze a wide range of reports on behalf of the Federal Reserve and other government agencies. Here you will find forms, instructions and other information related to regulatory and statistical reporting.
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Reporting Forms
Provides a comprehensive list of report series collected by the Federal Reserve System. Current and historical information is available for each series, including reporting forms and instructions, documents that provide additional reporting guidance, historical reporting changes and published data.
Announcements
Proposed Revisions to the FFIEC 101, Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework pdf
On April 18, 2016, the Federal Reserve Board (Board), the Federal Deposit Insurance Corporation (FDIC), and the Office of Comptroller of the Currency (OCC), under the auspices of the Federal Financial Institutions Examination Council (FFIEC), published proposed revisions to the FFIEC 101 in the Federal Register for public comment (81 FR 22702, as corrected on April 27, 2016, by 81 FR 24940). The draft reporting template and instructions may be obtained from the FFIEC’s website at http://www.ffiec.gov/forms101.htm. Comments on the proposal are due by June 27, 2016.
May 3, 2016
Proposed Changes for IHC Regulatory Reporting
A Federal Register Notice proposal was published on February 5, 2016 regarding the reporting requirements for U.S. intermediate holding companies (IHCs). Comments must be submitted on or before April 5, 2016.
February 9, 2016
A Federal Register was published on February 18, 2015 for a proposed Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102)
A Federal Register was published on February 18, 2015 for a proposed Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102). Insured depository institutions and holding companies subject to the market risk capital rule as incorporated into Subpart F of the revised regulatory capital rules adopted by the agencies in July 2013 (market risk institutions) would complete this proposed new report, which would collect key information from such institutions on how they measure and calculate market risk under these revised rules. The revised market risk capital rule takes effect on January 1, 2015, and the proposed FFIEC 102 reporting requirements would take effect as of March 31, 2015. The Federal Register notice and the draft report form and draft instructions for the proposed FFIEC 102 are available on the FFIEC website.
February 23, 2015
Proposed changes to the Liquidity Monitoring Reports (FR 2052a) pdf
On November 26, 2014, the Federal Reserve made publicly available the proposed changes to the Liquidity Monitoring Reports (FR 2052a). The Federal Register notice will be published on December 2, 2014. The Federal Reserve proposes to revise the report by modifying 1) The respondent panel and threshold (All U.S. institutions with consolidated assets greater than $50 billion and FBOs with U.S. assets greater than $50 billion will report), 2) The frequency of reporting, 3) The reporting platform structure, and 4) The data item granularity on securities financing transactions, wholesale unsecured funding, deposits, loans, unfunded commitments, collateral, derivatives and foreign exchange transactions. In addition, the changes align with the LCR rule. The report forms, instructions, and detailed discussion of the changes, can be found at the Board's website.
December 2, 2014
A Federal Register was published on September 2, 2014 for a proposed Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102)
A Federal Register was published on September 2, 2014 for a proposed Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102). Insured depository institutions and holding companies subject to the market risk capital rule as incorporated into Subpart F of the revised regulatory capital rules adopted by the agencies in July 2013 (market risk institutions) would complete this proposed new report, which would collect key information from such institutions on how they measure and calculate market risk under these revised rules. The revised market risk capital rule takes effect on January 1, 2015, and the proposed FFIEC 102 reporting requirements would take effect as of March 31, 2015. The Federal Register notice and the draft report form and draft instructions for the proposed FFIEC 102 are available on the FFIEC website.
September 2, 2014
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