Reporting Forms - FEDERAL RESERVE BANK of NEW YORK

Museum & Gold Tour Data & Statistics Careers Blog Press Center

Reporting Forms

Find specific reporting forms and related information. In many cases, links provided will take you offsite to the Board of Governors, the FFIEC or another agency that is the primary user of the information.

Forms used by the Federal Reserve and other federal banking agencies are preceded by the letters FFIEC (for Federal Financial Institutions Examinations Council). Forms used exclusively by the Federal Reserve are preceded by the letters FR. Forms collected by the Treasury International Capital reporting system are preceded by the letters TIC.

In the default view below, all forms are listed by number. At any time, you may return to this complete list by selecting the SHOW ALL button.

To limit the list below, you may click either the Subject or Audience button and then select from the pull-down menu to the right.

Audience Subject

	Form	Title
	FFIEC 002	Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks
	FFIEC 002S	Report of Assets and Liabilities of Non-U.S. Branches That Are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
	FFIEC 004	Report on Indebtedness of Executive Officers and Principal Shareholders and Their Related Interests to Correspondent Banks
	FFIEC 009/9a	Country Exposure Report/Country Exposure Information Report
	FFIEC 019	Country Exposure Report For U.S. Branches and Agencies of Foreign Banks
	FFIEC 030/030S	Foreign Branch Report of Condition/Abbreviated Foreign Branch Report of Condition
	FFIEC 031	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
	FFIEC 041	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
	FFIEC 101	Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
	FR 1379	Consumer Satisfaction Questionnaire
	FR 2004A/B/C	Weekly Report of Dealer Positions, Transactions, and Financing
	FR 2004SI	Weekly Report of Specific Issues
	FR 2004WI	Daily Report of Dealer Positions in Treasury Financings
	F-Series	Settlement Cycle Reports of Dealer Fails and Transaction Volume
	FR 2005	Automobile Finance Terms
	FR 2009a/b/c Discontinued	Monthly Survey of Industrial Electricity Use
	FR 2012	Passenger Auto Contract Collection Trends
	FR 2028a/s	Survey of Terms of Business Lending/Prime Rate Supplement
	FR 2028b/s	Survey of Terms of Bank Lending to Farmers/Prime Rate Supplement
	FR 2030	Applications for the Issuance, Adjustment, and Cancellation of Federal Reserve Bank Stock - National, Nonmember Bank, and Member Bank
	FR 2030a	Applications for the Issuance, Adjustment, and Cancellation of Federal Reserve Bank Stock - National, Nonmember Bank, and Member Bank
	FR 2034	The Senior Credit Officer Opinion Survey
	FR 2046	Selected Balance Sheet Items for Discount Window Borrowers
	FR 2050 Discontinued	Weekly Report of Eurodollar Liabilities Held by Selected U.S. Addressees at Foreign Offices of U.S. Banks
	FR 2051a Discontinued	Money Market Mutual Fund Assets Reports
	FR 2052a	Complex Institution Liquidity Monitoring Report
	FR 2058 Discontinued	Notification of Foreign Branch Status
	FR 2060	Survey to Obtain Information on the Relevant Market in Individual Merger Cases
	FR 2069 Discontinued	Weekly Report of Assets and Liabilities for Large U.S. Branches and Agencies of Foreign Banks
	FR 2070	Application for Prior Approval to Effect a Bank Merger, Consolidation, Acquisition of Assets, or Assumption of Deposit Liabilities
	FR 2081a	Notices of Change in Bank Control
	FR 2081b	Notices of Change in Bank Control
	FR 2081c	Notices of Change in Bank Control
	FR 2083A/B/C	Applications for Membership in the Federal Reserve System
	FR 2086	Application for the Cancellation of Federal Reserve Bank Stock - Liquidating Member Banks
	FR 2086a	Application for the Cancellation of Federal Reserve Bank Stock - Member Banks Converting into or Merging with Nonmember Banks
	FR 2087	Applications for the Cancellation of Federal Reserve Bank Stock - Insolvent Member Banks
	FR 2225	Annual Daylight Overdraft Capital Report for U.S. Branches and Agencies of Foreign Banks
	FR 2230	Suspicious Activity Report
	FR 2248	Domestic Finance Company Report of Consolidated Assets and Liabilities
	FR 2314/S	Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations
	FR 2415 Discontinued	Report of Repurchase Agreements (RPs) on U.S. Government and Federal Agency Securities with Specified Holders
	FR 2416 Discontinued	Weekly Report of Assets and Liabilities for Large Banks Consolidated Domestic Offices and Subsidiaries
	FR 2420	Report of Selected Money Market Rates
	FR 2436	Semiannual Report of Derivatives Activity
	FR 2502q	Quarterly Report of Assets and Liabilities of Large Foreign Offices of U.S. Banks
	FR 2572	Report of Terms of Credit Card Plans
	FR 2644	Weekly Report of Selected Assets and Liabilities of Domestically Chartered Commercial Banks and U.S. Branches and Agencies of Foreign Banks
	FR 2835	Quarterly Report of Interest Rates on Selected Direct Consumer Installment Loans
	FR 2835a	Quarterly Report of Credit Card Interest Rates
	FR 2886b	Consolidated Report of Condition for Edge and Agreement Corporations
	FR 2900 (Branches and Agencies)	Report of Transaction Accounts, Other Deposits and Vault Cash
	FR 2900 (Commercial Banks)	Report of Transaction Accounts, Other Deposits and Vault Cash
	FR 2900 (Credit Unions)	Report of Transaction Accounts, Other Deposits and Vault Cash
	FR 2900 (Savings and Loans)	Report of Transaction Accounts, Other Deposits and Vault Cash
	FR 2910a	Annual Report of Deposits and Reservable Liabilities
	FR 2915	Report of Foreign (Non-U.S.) Currency Deposits
	FR 2930	Allocation of Low Reserve Tranche and Reservable Liabilities Exemption
	FR 2930a Discontinued	Allocation of Low Reserve Tranche and Reservable Liabilities Exemption for Depository Institutions Other Than U.S. Branches and Agencies of Foreign Banks and Edge and Agreement Corporations
	FR 2950 (Commercial Banks) Discontinued	Report of Certain Eurocurrency Transactions
	FR 2950 (Credit Unions) Discontinued	Report of Certain Eurocurrency Transactions
	FR 2950 (Savings and Loans) Discontinued	Report of Certain Eurocurrency Transactions
	FR 2951 Discontinued	Report of Certain Eurocurrency Transactions from U.S. Branches and Agencies of Foreign Banks
	FR 3033p/s	Finance Company Questionnaire
	FR 3036	Central Bank Survey of Foreign Exchange and Derivatives Market Activity
	FR G-1	Registration Statements for Persons Who Extend Credit Secured by Margin Stock (Other than Banks, Brokers, or Dealers)
	FR G-2	Deregistration Statements for Persons Who Extend Credit Secured by Margin Stock (Other than Banks, Brokers, or Dealers)
	FR G-3	Reg G Registration Statements
	FR G-4	Annual Report for Persons Registered Pursuant to Regulation U
	FR G-FIN	Notices by Financial Institutions to Engage in or to Cease Government Securities Broker or Government Securities Dealer Activities
	FR G-FINW	Notices by Financial Institutions to Engage in or to Cease Government Securities Broker or Government Securities Dealer Activities
	FR H-6	Notifications Related to Community Development and Public Welfare Investments of State Member Banks Pursuant to Section 208.22 of Regulation H
	FR HMDA-LAR	The Home Mortgage Disclosure Act/Loan Application Register
	FR K-1	International Applications and Prior Notifications under Subparts A and C of Regulation K
	FR K-2	International Applications and Prior Notifications under Subpart B of Regulation K
	FR MSD-4	Uniform Application and Termination Notices for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
	FR MSD-5	Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
	FR T-4	Statement of Purpose for Extension of Credit by a Creditor
	FR TA-1	Transfer Agent Registration and Amendment Form
	FR U-1	Statement for Purpose for an Extension of Credit Secured by Margin Stock
	FR Y-1f	Application for a Foreign Organization to Become a Bank Holding Company
	FR Y-10	The Report of Changes in Organizational Structure
	FR Y-10F Discontinued	The Report of Changes in FBO Organizational Structure
	FR Y-10S Discontinued	Supplement to the Report of Changes in Organizational Structure
	FR Y-11/FR Y-11S	Financial Statements of U.S. Nonbank Subsidiaries of U.S. Bank Holding Companies
	FR Y-12	Consolidated Bank Holding Company Report of Equity Investments in NonFinancial Companies
	FR Y-12A	Annual Report of Merchant Banking Investments Held for an Extended Period
	FR Y-14A	Capital Assessments and Stress Testing
	FR Y-14M	Capital Assessments and Stress Testing
	FR Y-14Q	Capital Assessments and Stress Testing
	FR Y-15	Banking Organization Systemic Risk Report
	FR Y-16	Annual Company-Run Stress Test Report
	FR Y-20	Financial Statements for a Bank Holding Company Subsidiary Engaged in Bank-Ineligible Securities Underwriting and Dealing
	FR Y-3	Application for Prior Approval to Become a Bank Holding Company, or for a Bank Holding Company to Acquire an Additional Bank or Bank Holding Company
	FR Y-3N	Notification for Prior Approval to Become a Bank Holding Company, or for a Bank Holding Company to Acquire an Additional Bank or Bank Holding Company
	FR Y-4	Notification for Prior Approval to Engage Directly or Indirectly in Certain Nonbanking Activities
	FR Y-6	Annual Report of Holding Companies
	FR Y-7	Annual Report of Foreign Banking Organizations
	FR Y-7N and Y-7NS	Financial Statements of U.S. Nonbank Subsidiaries Held by Foreign Banking Organizations
	FR Y-7Q	The Capital and Asset Report for Foreign Banking Organizations
	FR Y-8	The Bank Holding Company Report of Insured Depository Institutions' Section 23A Transactions with Affiliates
	FR Y-9C	Consolidated Financial Statements for Bank Holding Companies
	FR Y-9CS	Supplement to the Consolidated Financial Statements for Bank Holding Companies
	FR Y-9ES	Financial Statements for Employee Stock Ownership Plan Bank Holding Companies
	FR Y-9LP	Parent Company Only Financial Statements for Large Bank Holding Companies
	FR Y-9SP	Parent Company Only Financial Statements for Small Bank Holding Companies
	FXVSURVEY	Semi-Annual Foreign Exchange Volume Survey
	MSD	Notice by Financial Institutions to Engage in Municipal Securities Dealer Activities
	MSDW	Notice by Financial Institutions to Cease Municipal Securities Dealer Activities
	SHC	Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments
	SHCA	Annual Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments
	SHL	Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments
	SHLA	Annual Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments
	SNC	Shared National Credits
	TFC-1	Weekly Consolidated Foreign Currency Report of Major Market Participants
	TFC-2	Monthly Consolidated Foreign Currency Report of Major Market Participants
	TFC-3	Quarterly Consolidated Foreign Currency Report
	TIC BC	Report of U.S. Dollar Claims of Financial Institutions on Foreign Residents
	TIC BC (SA) Discontinued	Report of U.S. Dollar Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners
	TIC BL-1	Report of U.S. Dollar Liabilities of Financial Institutions to Foreign Residents
	TIC BL-1 (SA) Discontinued	Report of U.S. Dollar Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
	TIC BL-2	Report of Customers' U.S. Dollar Liabilities to Foreign Residents
	TIC BL-2 (SA) Discontinued	Report of Customers' U.S. Dollar Liabilities to Foreigners
	TIC BQ-1	Report of Customers' U.S. Dollar Claims on Foreign Residents
	TIC BQ-2	Part 1-Report of Foreign Currency Liabilities and Claims of Financial Institutions and of their Domestic Customer's Foreign Currency Claims with Foreign Residents Part 2- Report of Customers' Foreign Currency Liabilities to Foreign Residents
	TIC BQ-3	Report of Maturities of Selected Liabilities and Claims of Financial Institutions with Foreign Residents
	TIC CQ-1	Report of Financial Liabilities to, and Financial Claims on, Unaffiliated Foreign Residents
	TIC CQ-2	Report of Commercial Liabilities to, and Commercial Claims on, Unaffiliated Foreign Residents
	TIC D	Report of Holdings of, and Transactions in, Derivative Contracts with Foreign Residents
	TIC S	Purchases and Sales of Long-Term Securities by Foreigners
	TIC SLT	Aggregate Holdings of Long-Term Securities by U.S. and Foreign Residents