Reporting Form
FR TA-1 Transfer Agent Registration and Amendment Form
TA-1, an interagency form, is used by entities wishing to act as a transfer agent to register before performing transfer agent functions and to amend registration information as necessary. The information collected includes the company name, all business addresses, and information about the registrant's proposed activities as a transfer agent.
Securities Regulations
Bank Holding Companies, Commercial Banks
Form and Instructions: Offsite
Current and historical versions of this form and their instructions are maintained on the Federal Financial Institutions Examination Council's (FFIEC) website in PDF format.
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