The Governance & Culture Reform hub is designed to foster discussion about corporate governance and the reform of culture and behavior in the financial services industry.
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The Governance & Culture Reform hub is designed to foster discussion about corporate governance and the reform of culture and behavior in the financial services industry.
The New York Fed will host a one-day workshop examining culture and behavior in the financial services industry from a variety of perspectives.
This event built upon two conferences that the New York Fed held in October of 2014 and November of 2015 on culture and behavior in the financial services industry. At this year’s workshop, we expanded the dialogue to include the perspectives of institutional investors and financial institution supervisors, discuss methods of culture assessment, and explore the influence of technology on culture.
See a final list of participants and detailed summary of discussions 
.
.| 8:30- 8:40am |
Welcoming Remarks William C. Dudley, President and Chief Executive Officer, Federal Reserve Bank of New York | Remarks |
| 8:40- 9:00am |
Keynote: Trustworthiness and Purpose Baroness Onora O'Neill, Board Member, U.K. Banking Standards Board; Emeritus Professor of Philosophy, University of Cambridge | Remarks |
| 9:00-9:45am | Finance and Society: A Global Perspective Read President Dudley's panel preview on Medium. Moderator: William C. Dudley, President and Chief Executive Officer, Federal Reserve Bank of New York Panelists: Norman Chan, Chief Executive, Hong Kong Monetary Authority | Remarks  Dame Nemat (Minouche) Shafik, Deputy Governor, Bank of England | Remarks |
| 9:45-10:00am | Break |
| 10:00-11:00am | Institutional Investors, Governance, and Culture Read Maureen O'Hara's panel preview on Medium. Read David Walker's panel preview on Medium. Moderator: Maureen O'Hara, Robert W. Purcell Professor of Finance, Johnson Graduate School of Management, Cornell University Panelists: Glenn Hosokawa, Director of Fixed Income, California State Teachers Retirement System Matthew J. Mallow, Senior Managing Director and Chief Legal Officer, BlackRock Sir David Walker, Chairman, Winton Capital Management | Discussion Guide |
| 11:00am-12:00pm | Financial Institution Supervision and Culture Read Kevin Stiroh's panel preview on Medium. Moderator: Kevin J. Stiroh, Executive Vice President and Head of the Supervision Group, Federal Reserve Bank of New York Panelists: Susan Axelrod, Executive Vice President, Regulatory Operations, Financial Industry Regulatory Authority (FINRA) James Proudman, Executive Director, UK Deposit Takers Supervision, U.K. Prudential Regulatory Authority Mirea Raaijmakers, Co-head, Expert Center on Governance, Behaviour & Culture, De Nederlandsche Bank |
| 12:00-12:30pm | Criminal Accountability and Culture The Hon. Preet Bharara, United States Attorney, Southern District of New York, United States Department of Justice | Remarks |
| 12:30-1:30pm | Lunch |
| 1:30-2:30pm | Firm Progress Report Read Stuart Mackintosh's panel preview on Medium. Moderator: Stuart Mackintosh, Executive Director, Group of Thirty Panelists: Stephen Cutler, Vice Chairman, JPMorgan Chase & Co. Eric Grossman, Chief Legal Officer, Morgan Stanley Michael Roemer, Group Head of Compliance, Barclays |
| 2:30-3:30pm | Measuring Culture and Conduct Read Bill Schaninger's panel preview on Medium. Moderator: Bill Schaninger, Director, McKinsey & Company Panelists: Alison Cottrell, Chief Executive Office, U.K. Banking Standards Board Lisa Masters, Enterprise Learning and Leadership Development Executive, Bank of America Melanie Stopeck, Managing Director, Talent and Development Group, Citigroup |
| 3:30-3:45pm | Break |
| 3:45-4:45pm | Technology and Culture Read Thomas Glocer's panel preview on Medium. Moderator: Thomas H. Glocer, Former Chief Executive Officer, Thomson Reuters; Director and Chairman, Operations and Technology Committee, Morgan Stanley Panelists: Megan Butler, Director of Supervision for Investment, Wholesale and Specialists, U.K. Financial Conduct Authority R. Martin Chavez, Chief Information Officer, Goldman Sachs Axel P. Lehmann, Group Chief Operating Officer, UBS |
| 4:45-5:00pm | Closing Remarks William C. Dudley, President and Chief Executive Officer, Federal Reserve Bank of New York |
