Secondary Market Corporate Credit Facility Eligible Sellers

As of December 31, 2020, the SMCCF ceased purchasing eligible assets. On June 7, 2021, the SMCCF began winding down the portfolio and, as of August 31, 2021, all of its holdings of corporate bonds and ETFs have either matured or have been sold.

Eligible Sellers serve as counterparties to the SMCCF to buy and sell assets and currently comprise the dealers listed below.

SMCCF Eligible Sellers

Academy Securities, Inc.

Amherst Pierpont Securities LLC

Bancroft Capital, LLC

Barclays Capital Inc.

BMO Capital Markets Corp.

BNP Paribas Securities Corp.

BofA Securities, Inc.

Cabrera Capital Markets, LLC

Cantor Fitzgerald & Co.

CastleOak Securities, L.P.

Citadel Securities Institutional LLC

Citigroup Global Markets Inc.

Credit Suisse Securities (USA) LLC

Daiwa Capital Markets America Inc.

Deutsche Bank Securities Inc.

Drexel Hamilton, LLC

Falcon Square Capital, LLC

FHN Financial Securities Corp.

Flow Traders U.S. Institutional Trading LLC

Goldman Sachs & Co. LLC

Great Pacific Securities

Guzman & Company

HSBC Securities (USA) Inc.

Imperial Capital, LLC

Jane Street Execution Services, LLC

Jefferies LLC

J.P. Morgan Securities LLC

Loop Capital Markets LLC

MarketAxess Corporation

Mischler Financial Group, Inc.

Mizuho Securities USA LLC

Morgan Stanley & Co. LLC

MUFG Securities Americas Inc.

NatWest Markets Securities Inc

R. Seelaus & Co., LLC

Raymond James & Associates, Inc.

RBC Capital Markets, LLC

Samuel A. Ramirez & Co., Inc.

Scotia Capital (USA) Inc

SG Americas Securities, LLC

SMBC Nikko Securities America, Inc.

Stifel, Nicolaus & Company, Incorporated

SumRidge Partners, LLC

Susquehanna Financial Group, LLLP

TD Securities (USA) LLC

Tradeweb Direct LLC

UBS Securities LLC

U.S. Bancorp Investments, Inc.

Wells Fargo Securities, LLC

Additions and Removals
2021
August 12, 2021

Citadel Securities Institutional LLC, Drexel Hamilton, LLC, Falcon Square Capital, LLC, and Susquehanna Financial Group, LLLP have been added to the list of SMCCF Eligible Sellers, effective August 12.

July 26, 2021

Bancroft Capital, LLC, Cabrera Capital Markets, LLC, Raymond James & Associates, Inc., and Stifel, Nicolaus & Company, Incorporated have been added to the list of SMCCF Eligible Sellers, effective July 26.

2020
November 6, 2020

CastleOak Securities, L.P., Great Pacific Securities, SMBC Nikko Securities America, Inc., and U.S. Bancorp Investments, Inc. have been added to the list of SMCCF Eligible Sellers, effective November 6.

October 23, 2020

FHN Financial Securities Corp., Flow Traders U.S. Institutional Trading LLC, Guzman & Company, Imperial Capital, LLC, Mischler Financial Group, Inc., MUFG Securities Americas Inc., and Samuel A. Ramirez & Co., Inc. have been added to the list of SMCCF Eligible Sellers, effective October 23.

September 9, 2020

Academy Securities, Inc., Jane Street Execution Services, LLC, Loop Capital Markets LLC, MarketAxess Corporation, R. Seelaus & Co., LLC, SumRidge Partners, LLC, and Tradeweb Direct LLC have been added to the list of SMCCF Eligible Sellers, effective September 9.

June 26, 2020

SG Americas Securities, LLC has been added the list of SMCCF Eligible Sellers, effective June 26.

June 11, 2020

Credit Suisse Securities (USA) LLC has been added to the list of SMCCF Eligible Sellers, effective June 11.

June 10, 2020

Scotia Capital (USA) Inc. has been added to the list of SMCCF Eligible Sellers, effective June 10.

May 15, 2020

J.P. Morgan Securities LLC and RBC Capital Markets LLC have been added to the list of SMCCF Eligible Sellers, effective May 22.

May 15, 2020

HSBC Securities (USA) Inc. has been added to the list of SMCCF Eligible Sellers, effective May 15.

May 14, 2020

Citigroup Global Markets Inc. and Daiwa Capital Markets Americas Inc. have been added to the list of SMCCF Eligible Sellers, effective May 14.

May 13, 2020

Amherst Pierpont Securities LLC and Deutsche Bank Securities Inc. have been added to the list of SMCCF Eligible Sellers, effective May 13.

May 12, 2020

BNP Paribas Securities Corp., Mizuho Securities USA LLC, TD Securities (USA) LLC have been added to the list of SMCCF Eligible Sellers, effective May 12.

May 11, 2020

Barclays Capital Inc., BofA Securities, Inc., and Morgan Stanley & Co. LLC have been added to the list of SMCCF Eligible Sellers, effective May 11.

May 8, 2020

Goldman Sachs & Co. LLC has been added to the list of SMCCF Eligible Sellers, effective May 8.

May 7, 2020

BMO Capital Markets Corp., Cantor Fitzgerald & Co., Jefferies LLC, NatWest Markets Securities Inc., UBS Securities LLC, and Wells Fargo Securities, LLC have been added to the list of SMCCF Eligible Sellers, effective May 7.

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