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As of December 31, 2020, the SMCCF ceased purchasing eligible assets. On June 7, 2021, the SMCCF began winding down the portfolio and, as of August 31, 2021, all of its holdings of corporate bonds and ETFs have either matured or have been sold.
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Eligible Sellers serve as counterparties to the SMCCF to buy and sell assets and currently comprise the dealers listed below.
SMCCF Eligible Sellers |
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Academy Securities, Inc. Amherst Pierpont Securities LLC Bancroft Capital, LLC Barclays Capital Inc. BMO Capital Markets Corp. BNP Paribas Securities Corp. BofA Securities, Inc. Cabrera Capital Markets, LLC Cantor Fitzgerald & Co. CastleOak Securities, L.P. Citadel Securities Institutional LLC Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC Daiwa Capital Markets America Inc. Deutsche Bank Securities Inc. Drexel Hamilton, LLC Falcon Square Capital, LLC FHN Financial Securities Corp. Flow Traders U.S. Institutional Trading LLC Goldman Sachs & Co. LLC Great Pacific Securities Guzman & Company HSBC Securities (USA) Inc. Imperial Capital, LLC Jane Street Execution Services, LLC Jefferies LLC J.P. Morgan Securities LLC Loop Capital Markets LLC MarketAxess Corporation Mischler Financial Group, Inc. Mizuho Securities USA LLC Morgan Stanley & Co. LLC MUFG Securities Americas Inc. NatWest Markets Securities Inc R. Seelaus & Co., LLC Raymond James & Associates, Inc. RBC Capital Markets, LLC Samuel A. Ramirez & Co., Inc. Scotia Capital (USA) Inc SG Americas Securities, LLC SMBC Nikko Securities America, Inc. Stifel, Nicolaus & Company, Incorporated SumRidge Partners, LLC Susquehanna Financial Group, LLLP TD Securities (USA) LLC Tradeweb Direct LLC UBS Securities LLC U.S. Bancorp Investments, Inc. Wells Fargo Securities, LLC |
Additions and Removals |
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| 2021 | |
August 12, 2021 |
Citadel Securities Institutional LLC, Drexel Hamilton, LLC, Falcon Square Capital, LLC, and Susquehanna Financial Group, LLLP have been added to the list of SMCCF Eligible Sellers, effective August 12. |
July 26, 2021 |
Bancroft Capital, LLC, Cabrera Capital Markets, LLC, Raymond James & Associates, Inc., and Stifel, Nicolaus & Company, Incorporated have been added to the list of SMCCF Eligible Sellers, effective July 26. |
| 2020 | |
November 6, 2020 |
CastleOak Securities, L.P., Great Pacific Securities, SMBC Nikko Securities America, Inc., and U.S. Bancorp Investments, Inc. have been added to the list of SMCCF Eligible Sellers, effective November 6. |
October 23, 2020 |
FHN Financial Securities Corp., Flow Traders U.S. Institutional Trading LLC, Guzman & Company, Imperial Capital, LLC, Mischler Financial Group, Inc., MUFG Securities Americas Inc., and Samuel A. Ramirez & Co., Inc. have been added to the list of SMCCF Eligible Sellers, effective October 23. |
September 9, 2020 |
Academy Securities, Inc., Jane Street Execution Services, LLC, Loop Capital Markets LLC, MarketAxess Corporation, R. Seelaus & Co., LLC, SumRidge Partners, LLC, and Tradeweb Direct LLC have been added to the list of SMCCF Eligible Sellers, effective September 9. |
June 26, 2020 |
SG Americas Securities, LLC has been added the list of SMCCF Eligible Sellers, effective June 26. |
June 11, 2020 |
Credit Suisse Securities (USA) LLC has been added to the list of SMCCF Eligible Sellers, effective June 11. |
June 10, 2020 |
Scotia Capital (USA) Inc. has been added to the list of SMCCF Eligible Sellers, effective June 10. |
May 15, 2020 |
J.P. Morgan Securities LLC and RBC Capital Markets LLC have been added to the list of SMCCF Eligible Sellers, effective May 22. |
May 15, 2020 |
HSBC Securities (USA) Inc. has been added to the list of SMCCF Eligible Sellers, effective May 15. |
May 14, 2020 |
Citigroup Global Markets Inc. and Daiwa Capital Markets Americas Inc. have been added to the list of SMCCF Eligible Sellers, effective May 14. |
May 13, 2020 |
Amherst Pierpont Securities LLC and Deutsche Bank Securities Inc. have been added to the list of SMCCF Eligible Sellers, effective May 13. |
May 12, 2020 |
BNP Paribas Securities Corp., Mizuho Securities USA LLC, TD Securities (USA) LLC have been added to the list of SMCCF Eligible Sellers, effective May 12. |
May 11, 2020 |
Barclays Capital Inc., BofA Securities, Inc., and Morgan Stanley & Co. LLC have been added to the list of SMCCF Eligible Sellers, effective May 11. |
May 8, 2020 |
Goldman Sachs & Co. LLC has been added to the list of SMCCF Eligible Sellers, effective May 8. |
May 7, 2020 |
BMO Capital Markets Corp., Cantor Fitzgerald & Co., Jefferies LLC, NatWest Markets Securities Inc., UBS Securities LLC, and Wells Fargo Securities, LLC have been added to the list of SMCCF Eligible Sellers, effective May 7. |
