Reporting Forms - FEDERAL RESERVE BANK of NEW YORK

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Reporting Forms

Find specific reporting forms and related information. In many cases, links provided will take you offsite to the Board of Governors, the FFIEC or another agency that is the primary user of the information.

Forms used by the Federal Reserve and other federal banking agencies are preceded by the letters FFIEC (for Federal Financial Institutions Examinations Council). Forms used exclusively by the Federal Reserve are preceded by the letters FR. Forms collected by the Treasury International Capital reporting system are preceded by the letters TIC.

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To limit the list below, you may click either the Subject or Audience button and then select from the pull-down menu to the right.

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You searched on "Brokers and Dealers"

	Form	Title
	FR 2436	Semiannual Report of Derivatives Activity
	FR 3036	Central Bank Survey of Foreign Exchange and Derivatives Market Activity
	FR T-4	Statement of Purpose for Extension of Credit by a Creditor
	FXVSURVEY	Semi-Annual Foreign Exchange Volume Survey
	MSD	Notice by Financial Institutions to Engage in Municipal Securities Dealer Activities
	MSDW	Notice by Financial Institutions to Cease Municipal Securities Dealer Activities
	SHC	Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments
	SHCA	Annual Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments
	SHL	Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments
	SHLA	Annual Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments
	TFC-1	Weekly Consolidated Foreign Currency Report of Major Market Participants
	TFC-2	Monthly Consolidated Foreign Currency Report of Major Market Participants
	TFC-3	Quarterly Consolidated Foreign Currency Report
	TIC BC	Report of U.S. Dollar Claims of Financial Institutions on Foreign Residents
	TIC BC (SA) Discontinued	Report of U.S. Dollar Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners
	TIC BL-1	Report of U.S. Dollar Liabilities of Financial Institutions to Foreign Residents
	TIC BL-1 (SA) Discontinued	Report of U.S. Dollar Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
	TIC BL-2	Report of Customers' U.S. Dollar Liabilities to Foreign Residents
	TIC BL-2 (SA) Discontinued	Report of Customers' U.S. Dollar Liabilities to Foreigners
	TIC BQ-1	Report of Customers' U.S. Dollar Claims on Foreign Residents
	TIC BQ-2	Part 1-Report of Foreign Currency Liabilities and Claims of Financial Institutions and of their Domestic Customer's Foreign Currency Claims with Foreign Residents Part 2- Report of Customers' Foreign Currency Liabilities to Foreign Residents
	TIC BQ-3	Report of Maturities of Selected Liabilities and Claims of Financial Institutions with Foreign Residents
	TIC D	Report of Holdings of, and Transactions in, Derivative Contracts with Foreign Residents
	TIC S	Purchases and Sales of Long-Term Securities by Foreigners
	TIC SLT	Aggregate Holdings of Long-Term Securities by U.S. and Foreign Residents

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